Postage and Handling |
Fees |
Trade Confirmations, per account, per day, US Mail delivery |
$1.50 |
|
Account Monthly Statements, US Mail delivery |
$5.00 |
|
Trade Confirmations, Electronic delivery |
FREE |
|
Account Monthly Statements, Electronic delivery |
FREE |
|
| |
|
CMA Accounts/Check writing |
Fees |
Check writing capabilities from your account |
FREE |
|
First Checkbook |
FREE |
|
Checkbook Reorders |
$15.00 |
|
Copy of a check |
$5.00 |
|
Stop payment on a check |
$25.00 |
|
Returned check charge |
$25.00 |
|
| |
|
Clearing Firm Procedures |
Fees |
Outgoing ACAT to another clearing firm |
$50.00 |
|
Incoming ACAT from another clearing firm |
FREE |
|
ACH transactions |
FREE |
|
Check request for withdrawal of funds/U.S. Mail |
FREE |
|
Check request for withdrawal of funds/Overnight delivery |
$15.00 |
|
Check request for withdrawal of funds/Sat. delivery |
$25.00 |
|
Fed Funds wire request for withdrawal of funds |
$15.00 |
|
Fed Funds wire request for withdrawal of funds from futures account |
$25.00 |
|
Fed Funds wire - Incoming |
FREE |
|
Journal request between related accounts |
FREE |
|
DTC transfer per stock |
$15.00 |
|
Returned check charge |
$25.00 |
|
Stock certificate request |
$15.00 |
|
Stock Reorganizations (stock splits, symbol changes) |
FREE |
|
Inactive Account (applicable to accounts under $100 in equity and inactive for over 12 months) |
$50.00 |
|
| |
|
|
Fee Associated with Individual Retirement Accounts |
Roth IRA |
Traditional IRA |
IRA Termination Fee |
$50.00 |
$50.00 |
Annual Fee |
$30.00 |
$30.00 |
